quarterly financial statements,  on all of the  past three consecutive years and the latest quarter, including the disclosure of  related-party transactions. ;- To additionally disclose  directors and

annual registration statement of the fund.In addition, asset management companies and trust managers are required to disclose the latest asset appraisal report and appraisal review report within 30

B.E. 2562 (2019). In this regard, we have studied, acknowledged and understood the SEC Office’s Personal phanchul Typewriter [Input date] phanchul Typewriter [Fill in ALL latest applicant's profiles

” assessment results in the part relating to auditing? Yes No Have you ever been inspected the audit quality by the audit oversight authority? Yes No If yes, please provide us the latest results of the

strategy for improving environmental performance and resilience. What is OpEx? Operating expenses (OpEx) are shorter-term expenses required to meet the ongoing operational costs of running a business. While

., Ltd. (“GWM”), running the business of kidney cleanser and medical supplies manufacturing and distribution, which is increase from the same quarter of the previous years for 32.58 million baht (38.59

areas to enhance investor protection; for example, running public information campaigns to raise awareness about class-action litigation as a way to protect investors’ rights, improving the investor

fund governance and PVD management via facsimile 0-2263-6333 or email: sumitra@sec.or.th.The hearing on securities business supervision is running until 18 April 2016, and the rest until 21 April 2016.?

lead to offences comparable to those of the Securities and Exchange Act. For instance, dissemination or disclosure of false information, insider trading, front running, market manipulation.  The same

trading, front running, market manipulation.  Offering of digital tokens or undertaking of digital asset businesses without approval are also punishable under the Decree. Meanwhile, the SEC is drafting