solutions and search for financial information. The SEC will also hand out toolkits for trainees as guidelines for their internal activities and evaluation. Also featuring in the training course will be those
solutions and search for financial information. The SEC will also hand out toolkits for trainees as guidelines for their internal activities and evaluation. Also featuring in the training course will be those
Thailand Securities Institute for no longer than two years on the date of submission of application or if more than two years, had attended a training course of a training institute or training course
brokerage" means brokering or representing any person in the purchase, sale or exchange of securities in the normal course of business in consideration of a commission, fee or other remuneration therefrom
brokerage" means brokering or representing any person in the purchase, sale or exchange of securities in the normal course of business in consideration of a commission, fee or other remuneration therefrom
the applicant to attend the first training course after having been granted an approval. The required course shall be a refresher course relating to law on securities and exchange, applicable rules and
), which is punishable under Section 274. In addition, the responsible management may be liable to punishment as prescribed by law. The SEC shall consider further legal action in due course
course of business. As a matter of fact such revenues were classified as other incomes from acting as agent for selling of goods and rendering services. The revenues were not generated from the actual
principles for supervising additional digital asset businesses before proposing the Ministry of Finance to issue ministerial regulations in due course. ______________________________
required to examine the issue raised by the auditor whether the questionable transactions of land sales and purchases were in line with the normal course of business operation.Concurrently, the SEC