relevant retrospective price correction report and price compensation report by the mutual fund supervisor; and (3) implement measures to prevent an incorrect investment unit price in the future, and submit
is approved to execute both types of transactions, the maximum limit shall be the total limit; (2) have the client make an agreement in writing for borrowing of money for purchasing securities or
other companies and business partners to establish and implement anti-fraud and corruption measures. Principle 5.3 The board should ensure that management allocates and manages resources efficiently and
the receipt of a duly completed application. Implementation 43. The SEC and SFC will endeavour to take all actions necessary to implement the MRF arrangement within 6 to 12 months following the signing
will endeavour to take all actions necessary to implement the MRF arrangement within 6 to 12 months following the signing of the Memorandum and will publish separate announcements informing the industry
, the derivatives advisor shall arrange to have an agreement in writing relating to the settlement of disputes by arbitration organized by the Office as specified in the notification of the Office when
order in writing. ______________________ Documents SHARE : Related News SEC launches Digital Asset Regulatory Sandbox on 9 August 2024 Longroot (Thailand) was revoked of its approval as an ICO Portal SEC
comparing with the year 2016 increased from THB 87.98 million to THB 155.63 million or increased THB 72.65 million or 87.55% due to writing off the account receivable from the Management expenses Bad debt and
conversation on the topic, “Writing the Rules of Crypto” at the 6th Future Investment Initiative (FII) in Riyadh, the Kingdom of Saudi Arabia, to exchange views and opinions on digital asset developments with