develop their skills and knowledge. The Contacts may participate in either one or more of the following activities namely, (i) attending a training course or seminar organized in-house by a securities
refresher course สำหรับการต่ออายุเป็น IA เพื่อดูแลให้เป็นมาตรฐานเดียวกันทั้งอุตสาหกรรม (3) กำหนดบทเฉพาะกาลรองรับการอบรม refresher course ของ IA ที่ได้เริ่มอบรมตามหลักเกณฑ์ปัจจุบันไปก่อนแล้ว รวมถึงการอบรม
employing knowledge and ability as a professional under different situation, being independent in making investment decision and having diversified investment in order to reduce investment risk, etc. (2) The
-19 outbreak in many counties has not been resolved. Such current situation may have a negative impact on Thai listed companies that have core business in COVID-19 affected countries, or it might
while prices of gold and silver also tumbled.?Today, Thai stock indices and prices of gold and silver drastically dropped amid global markets? volatility. The SEC has closely monitored the situation and
change the chain of command to bring about more comprehensive and clear situation awareness while the executive reshuffle will also be undertaken. The restructuring will become effective as from August 1
also be reasonable and not resulting in a similar situation as non-operation. The regulations aim to ease the flexibility of the operation of business providers by reporting to SEC after outsourcing
, who are trainees in a capability enhancement course for OAC personnel preparing for promotion to senior specialist roles, participated in a knowledge-sharing session titled “Decoding Success in
November 2023. In alignment with the SEC's strategic plan and leveraging the expertise of Certified Financial Planner (CFP®), the course aimed to give a model for a standard financial training