SHARE : SEC amends ETF regulations to expand varieties Monday 18 December 2023 | No. 249 / 2023 Bangkok, 18 December 2023 – The Securities and Exchange Commission (SEC) has issued notifications amending

oneself or other persons, in any manner that is likely to cause a disadvantage to the client: (1) placing, modifying, or cancelling a trading order of securities or derivatives related to such securities by

: The SET shall comply with the regulatory objectives and the operating rules of securities exchange. In issuing, revising or modifying its rules and regulations, the SET must conduct a hearing session

are allowed to also inform the SEC of the names of foreign business operators instead of only the names of the foreign personnel as previously required; 2. Modifying the requirements for notifying the

at least on a quarterly basis;5.  Modifying consideration procedures of underlying indices, management strategies, and disclosure requirements for inbound foreign ETFs to be in line with those

Checklist คุณสมบัติตามเกณฑ์ share swap

information owner give other user the right to reach or modify his information such as share file etc., it shall give the right for specific person or specific group only and cancel such right when there is no

who is the information owner give other user the right to reach or modify his information such as share file etc., it shall give the right for specific person or specific group only and cancel such

Distribution of Newly Issued Shares and Share Warrants by Issuer

. (c) Addressing significant matters arising during the engagement, considering their significance and modifying the planned approach appropriately. (d) Identifying matters for consultation or