and private fund management. Furthermore, PPI used website: www.ppi-advisory.com to lure investing public that it had very knowledgeable and experienced adviser team to provide appropriate investment
knowledgeable and experienced adviser team to provide appropriate investment advice and management for the clients. The aforesaid person jointly operated securities business without obtaining license from the SEC
SHARE : SEC Thailand to join the IOSCO “World Investor Week 2023” investor education campaign Friday 29 September 2023 | No. 170 / 2023 Bangkok, 29 September 2023 – The Securities and Exchange Commission
> Financial Reporting and Audit Oversight > Auditor Supervision > Quality Assurance & Review Regulations SHARE : Detail Content Financial reporting and audit oversight 2. Auditor
informed accordingly. Yours Sincerely, (Mr. Chih - Hung Lin) Chief Operating Officer Contact: Company Secretary Office Tel: 0 2658 8881 บรษิทัหลกัทรพัย ์เคจีไอ (ประเทศไทย) จํากดั )มหาชน( 173 อาคารเอเซีย เซ็น
are one of the key drivers of transactions in the capital market. Hence, they are obligated to adhere to professional ethics and be knowledgeable in the area of good corporate governance in order to
the Employee Share Ownership Plan (“ESOP”) and the formation of the ESOP Committee is now more than 10 years old. Since the ESOP scheme has not yet been approved by shareholders and no ESOP warrants
human resources management and development programmes to ensure that the company has adequate staffing and appropriately knowledgeable, skilled, and experienced employees and staff. Principle 1 | 2
10120, Thailand Tel (662) 658 8888 Fax (662) 658 8000 Website http://www.kgieworld.co.th 2 Please be informed accordingly. Yours Sincerely, (Mr. Chih-Hung Lin) Chief Operating Officer Contact: Company
SHARE : SEC urges digital asset business operators to give priority to cybersecurity and client’s asset safe keeping Friday 4 February 2022 | No. 20 / 2022 Bangkok, 4 February 2022 – The Securities and