) or giving advice on securities trading and shall put in place a good internal control system for custody of clients’ assets. At least, there shall be a separation of personnel responsible for preparing
e-service Online Submission See canceled document Business Operation Rules >> Segregation of Finance and Securities Business & Merger (Section 90) Type Title Section See Document Status Notified
internal unit of the securities company, such internal unit must be independent from the computer division of the company. Clause 4. The securities company shall separate the division and personnel
case of inspection by an internal unit of the securities company, such internal unit must be independent from the computer division of the company. Clause 4. The securities company shall separate the
Clause 2 have details as provided in appendix at the end of this Notification of Practice Guidelines, whereby such details are as the following matters: (1) Division 1 Objectives of practice guidelines for
appendix at the end of this Notification of Practice Guidelines, whereby such details are as the following matters: (1) Division 1 Objectives of practice guidelines for business continuity management 2 (2
information in each section of the prospectus under Clause 5 shall be as follows: (1) Fact sheet containing the particulars and information in accordance with Chapter 1 Division 1, and Chapter 3 Division 6; (2
Internal & External Verifier CPN Baseline (2015) 2017 (2016) 2018 (2017) 2019 (2018) 2020 (2019) 2021 (2020) 7 ❑ ❑ • ❑ Excellence and Sustainable Development Division (ESD) • • ❑ • 8 • • • • • • • • 9 CO2