for new employees; employees annually sign for acknowledgment of the rules and penalties; the code of conduct is publicized for employees and outsiders. 1.3 There are procedures to monitor and assess
towards, and integrity and security of, the overall financial system, and to improve the competitiveness and image of the Thai capital market. Part 2 Principles for Operation of Derivatives Clearing Houses
และสร้างความมั่นใจให้กับประชาชน ในช่วงวันหยุดยาวแบบนี้ก็เป็นเวลาทองของ “แฮกเกอร์” เช่นเดียวกัน จากข้อมูลของ Cybersecurity and Infrastructure Security Agency (CISA) และ Federal Bureau of Investigation
wider economy. This I Code was developed following a peer review and consultation with relevant stakeholders, including the Office of Insurance Commission, Government Pension Fund, Social Security Office
ที่เกี่ยวข้องด้าน IT N/A Yes/Partial/No N/A N/A N/A N/A N/A 1 0 1 D1 #10 x 2.1 3 2.1 #3 จัดให้มีผู้บริหารระดับสูง (chief information security officer : CISO) หรือผู้บริหารที่รับผิดชอบในการบริหารจัดการ
Exchange Commission No. 30/2558 Re: Approval of Foreign Auditors in the Capital Market. 2. I will closely monitor the applicant to perform an audit work in giving opinions on financial statements with
To ensure that asset management companies primarily manage funds for the investors’ benefits, SEC has revised the regulations in order to control and monitor mutual fund management by requiring
search criteria Security Type --- Select Security Type --- Common share Warrant-Preferred share Real Estate Investment Trust (REIT) Common share (LiVEx) DR-Common share Depositary Receipt DR-Convertible
Please enter search criteria Security Type --- Select Security Type --- Debenture Note Derivative Warrants Securitization Debenture Bond Basel Convertible Debenture IC Bond SUKUK Structured Debenture
aforementioned. Clause 6. Derivatives broker shall arrange to have an acceptable and reliable compliance unit. Such unit shall independently operate to monitor the operation of derivatives broker. Clause 7