Bangkok, September 1, 2009 ? The SEC is conducting a public consultation on the revision to the rules governing registration of derivatives agents/ dealers and their business conduct with an aim to
Bangkok, October 15, 2009 ? The SEC is conducting a public consultation on the revision of rules on approval of securities business personnel to streamline and expedite the approval process in line
to ensure economy of scale for such investment management. In addition, asset management companies view that the existing rules that allow management of mutual funds through investment in other
Bangkok, June 12, 2009 ? The SEC Board Meeting No. 8/2009 today approved revision of rules governing private fund management business to reduce operating costs and increase flexibility for business
Bangkok, February 3, 2010 ? The SEC has announced three revisions to the rules governing securities businesses and their personnel, as follows: 1. Investment advice of foreign securities
Bangkok, February 21, 2013 ? SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board recently approved the amendment to rules governing advertisement and sales
facilitate the private sector. The revised rules are expected to become effective soon.With a view to increasing the variety of investment choices, underlying securities for DW will be expanded from the
SEC Secretary-General Rapee Sucharitkul said that SEC has issued the notification relating to business operations of digital asset business operators under the royal decree on digital asset businesses, B.E. 2561 on expectation to come into force on 16 July 2018.This notification will be enforced on those who will operate businesses as trading centers, brokerage firms and dealers for digital assets. Under the royal decree, they must obtain licenses to operate digital asset businesses from...
funding sources.SEC found that one of the problems and difficulties that prevent SMEs from accessing funds in the capital market is the laws and rules concerning fund mobilization, which cause unnecessary