https://www.sec.or.th/EN/Pages/LawandRegulations/AuditorAccount.aspx English (United States) AuditorQualityAssuranceReview also a team of knowledgeable and competent engagement partner and audit staff
the Put Redemption Amount together with accrued interest thereon. Application has been made to the Luxembourg Commission de Surveillance du Secteur Financier (the "CSSF"), as competent authority under
branch office, comprising at least an efficient system for operational management, compliance management, information management and preparation of competent personnel. 4.4 Having the result of the latest
และรายงาน ประจ าปี ได้หรือไม่ 20 เอกสารแนบท้ายหนังสือเวียน ข้อ 4.13 หน้า 8 ระบุตัวอย่างสถานการณ์ที่ควรก าหนด restrict list ว่า บริษัทจัดการอยู่ระหว่างเตรียม ก าหนดการจ่ายเงินปันผลให้แก่ผู้ถือหน่วยลงทุน
, top management, management and employees are appropriately defined and assigned. 4. The organization demonstrates its commitment to attract, develop and retain competent individuals in alignment with
exchange. “ SEC Office ” means the Office of the Securities and Exchange Commission under the law governing securities and exchange. “ competent officer ” means a person appointed by the Minister to execute
law governing securities and exchange. “SEC Office” means the Office of the Securities and Exchange Commission under the law governing securities and exchange. “competent officer” means a person
certain reasons. Right to the restrict of processing: You have the right to restrict the processing of personal data for certain reasons. Right to data portability: You have the right to request the SEC
derivatives agents to restrict or prohibit a client from acquiring further position, to close its trading accounts or to liquidate his/her position if the client’s derivatives transactions have or may have
fund, the Government Pension Fund, provident fund or any other legal entities as specified in the notification of the SEC. 4 “competent official” means any person appointed by the Minister to perform