customer to secure the performance of derivatives contract when a derivative position is initiated; (4) “maintenance margin” means the minimum amount of assets to be maintained by a customer as long as the
complied with the Notification No. Tor Thor. 35/2556 and the Notification No. Sor Thor. 37/2559. In case of adopting a different approach from the Guidelines, the intermediaries are required to prove that
complied with the Notification No. Tor Thor. 35/2556 and the Notification No. Sor Thor. 37/2559 . In case of adopting a different approach from the Guidelines, the intermediaries are required to prove that
fulfilment of the conditions precedent); (Translation) — 2 — (4) Apart from the payment for the shares under Clause (3) to the Seller, the Company is required to pay to the Seller an amount equivalent to the
fulfilment of the conditions precedent); (Translation) — 2 — (4) Apart from the payment for the shares under Clause (3) to the Seller, the Company is required to pay to the Seller an amount equivalent to the
fulfilment of the conditions precedent); (4) Apart from the payment for the shares under Clause (3) to the Seller, the Company is required to pay to the Seller an amount equivalent to the (Translation) — 2
receiving the official notification of auction result AWN is required to fulfill the terms and conditions set by the NBTC including making payment in order to be officially granted the licenses. Hence, the
(UNOFFICIAL TRANSALTION) Qualifications of Applicants for Approval of Investment Consultant on Complex Products Type 1 No. Relevant Knowledge Qualifications List of Required Examinations1 (1
Investment Analysis on Technical Factors List of Required Examinations1 (1) Fundamental Knowledge (2) Related Rules and Appropriate Investment Advisory (3) Knowledge on Securities2and Derivatives (4) Knowledge
Pursuant to Section 6(3) and Section 8(1) of the Royal Decree No. 750 issued by the Revenue Department, any VC or PE Trust wishing to receive revenue tax exemption is required to notify its VC or PE