Institutional Investors should: Principle 1: Adopt a Clear Written Investment Governance Policy. Principle 2: Properly Prevent and Manage Conflicts of Interest and Prioritise Advancing the Best Interest of
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมเสวนาในหัวข้อ “Advancing Policies and Enabling Environment” ของงาน WeEmpowerAsia Virtual Forum https://www.sec.or.th/TH/Pages/News_Detail.aspx
UBS SECURITIES (THAILAND) LIMITED UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED UOB KAY HIAN SECURITIES (THAILAND) PUBLIC COMPANY LIMITED RENAISSANCE FUND MANAGEMENT LIMITED ROBOWEALTH MUTUAL FUND
independently and without bias, advancing beneficiary or client interests as their primary obligation. 1.3 Capacity and effective management Institutional investors should be led by boards and staff with the
Prioritise Advancing the Best Interest of Clients 40 Principle 3 Make Informed Investment Decisions and Engage in Active Ongoing Monitoring of Investee Companies 42 Principle 4 Apply Enhanced Monitoring of and
BULLION AND FUTURES (THAI) COMPANY LIMITED UOB RADANASIN BANK PUBLIC COMPANY LIMITED INTERGRATED BUSINESS CONSULTANTS RENAISSANCE FUND MANAGEMENT LIMITED ROBOWEALTH INVESTMENT ADVISORY SECURITIES COMPANY
responsive to the different needs of market participants without unfairly advancing the interests of any particular group to the disadvantage of others; Promptly deal with identified issues and misconduct
LIMITED UOB BULLION AND FUTURES (THAI) COMPANY LIMITED UOB RADANASIN BANK PUBLIC COMPANY LIMITED INTERGRATED BUSINESS CONSULTANTS RENAISSANCE FUND MANAGEMENT LIMITED RABBIT LIFE INSURANCE PUBLIC COMPANY
independently and without bias, advancing beneficiary or client interests as their primary obligation. Governing bodies, and where relevant, individuals in a fiduciary position of responsibility for ultimate