volatility, effectively assume this risk. Structured securities are complex instruments, typically involve a high degree of risk and are intended for sale only to sophisticated investors who are capable of
responsibilities of ownership are appropriately and fully delivered in their interests and on their behalf by those agents. As sophisticated investors with influence, often including voting rights, institutional
other elements which require immediate remedy or the previous findings that are not yet rectified. Inevitably manifest the possibility of the leader’s lack of appropriate care for mitigating the
useful for clients , investors , company or shareholders as a whole, [or] money market or capital market as a whole, or [ii] amendment, remedy or prevention against repetition of such similar facts or
, or [ii] amendment, remedy or prevention against repetition of such similar facts or demeanors; (5) other demeanors of the person under deliberation which benefit or impede the proceeding of the SEC
of real estate in the nature of sublease, the REIT manager has to [i] provide measure for preventing risks or [ii] be entitled to claim a remedy for damage, which may occur as a result of breach of
) [i] rectification or other acts useful for clients, investors, company or shareholders as a whole, [or] money market or capital market as a whole, or [ii] amendment, remedy or prevention against
meet its cash obligations, disclose the course of action that the issuer has taken or proposes to take to remedy the deficiency. Examples of disclosure that can be relevant include the level of
capital needed. 3. If a material deficiency is identified in the issuer’s ability to meet its cash obligations, disclose the course of action that the issuer has taken or proposes to take to remedy the
(Translation) (Unofficial Translation) The Trust for Transactions in Capital Market Act B.E. 2550 (2007) ________________ BHUMIBOL ADULYADEJ, REX., Given on the 30th Day of December B.E. 2550; Being the 62nd Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the trust for transactions in the capital market; Whereas this Act contains certain provisions relating to the restriction of rights and liberties...