2015 and 2016 were restated because fictitious revenue had been recorded. The SEC reviewed Patamavan’s engagement performance as NMG’s auditor and found that she failed to obtain reliable evidence that
business, which also reduces redundant identification processes. As a result, trading account opening process in the capital market will be swift, effective, and reliable, also investors will be
identification and verification procedure that is both appropriate and reliable; - Upon any material change in a transaction, or any reason to suspect such information, to verify, to review, and to collect
in the Thai capital market also resulted in higher level due to reliable financial reports of listed firms, helping facilitate those firms? overseas fund raising and boost competitive edge of capital
โกลบอล ไดนามิกส์ มัลติ แอสเซ็ท ชื่อกองทุน (อังกฤษ) : LH GLOBAL DYNAMIC MULTI ASSET FUND บริษัทจัดการ : บริษัท หลักทรัพย์จัดการกองทุนแลนด์ แอนด์ เฮ้าส์ จำกัด วันที่อนุมัติจัดตั้ง : 7 ตุลาคม 2563 วันที่จด
appropriate and fair investor protection. She also mentioned utilization of innovations in data analytics and models to implement various regulatory measures, such as the Uptick Rule, Dynamic Price Bands, and
line with international practices. The proposals aim to support market readiness for current dynamic environment resulted from freer flow of capital and ever more connected capital markets and economies
foreign investors.?The SEC promotes private sector's operational flexibility and expansion of business opportunity amidst the dynamic financial environment. This will help serving investors? demands
foreign investors.?The SEC promotes private sector?s operational flexibility and expansion of business opportunity amidst the dynamic financial environment. This will help serving investors? demands
followings: 1. I certify that the audit firm has audit quality control system which is sufficient and reliable for supervising its auditors’ work to comply https://publish.sec.or.th/nrs/8264p.doc 6564p.doc