limit damage to customers and the capital market in general in case the businesses face financial difficulty. The securities companies and derivatives brokers are presently required to maintain net
. That is, the securities broker failed to Inefficient management and management of liquidity risks. (2) failed to maintain the net capital (“NC”) in accordance with the rules, conditions and procedures
management to prevent the use of securities transactions in money laundering and financing of terrorism, which include : (1) customer acceptance / establishment of a business relationship (2) temporarily
transactions in money laundering and financing of terrorism, which include : (1) customer acceptance / establishment of a business relationship (2) temporarily restriction /suspension of services, termination of
prevent the use of securities transactions in money laundering and financing of terrorism, which include : (1) customer acceptance / establishment of a business relationship (2) temporarily restriction
commercial bank amount of THB THB 550 million, currently undrawn. (SAFARI Group must maintain certain financial ratios, However, SAFARI Group is seeking additional credit facilities from other financial
of Thailand or may impact on international relationship, in case of oversea branch office; (3) inability to maintain the qualifications as specified in Clause 7; (4) not having system of operational
to the reputation of Thailand or may impact on international relationship, in case of oversea branch office; (3) inability to maintain the qualifications as specified in Clause 7; (4) not having system
manner which may cause disgrace to the reputation of Thailand or may impact on international relationship, in case of oversea branch office; (3) inability to maintain the qualifications as specified in
manner which may cause disgrace to the reputation of Thailand or may impact on international relationship, in case of oversea branch office; (3) inability to maintain the qualifications as specified in