exceeding the limit approved by the SEC, but not over 15% of the limit (greenshoe) and must be stated in the scheme. (3) The mutual fund management company must provide an evidentiary document of the rights
exceeding the limit approved by the SEC, but not over 15% of the limit (greenshoe) and must be stated in the scheme. (3) The mutual fund management company must provide an evidentiary document of the rights
businesses more access sources of finance where they can raise fund from the crowd, each of them makes investment with small amount of money through the provider of internet-based system, called crowdfunding
’ key barriers to raise fund through the capital market. Consequently, SEC would unlock the gateway by applying following 8 keys.(1) The seminar entitled “SEC FinTech for SMEs and startups”: This
national strategy and Thai capital market development plan. Besides the sharing of information with OSMEP, SEC has been working with OSMEP to launch a program which allows SMEs and Startups to raise fund
bigger than that of SME pursuant to the Law on SME Promotion (for example, a company with revenue more than 300 million baht in the trading and service businesses) are eligible to raise fund by issuing and
จะเป็นเร่ืองที่ไม่เสียหาย อะไร หากเกรงว่า IC/IP ซื้อขายหุ้นมากแต่ลูกค้าไม่ได้รับ ผลประโยชน์ การก าหนด stop-loss limit จะเป็นตัวที่ สามารถควบคุมเร่ืองการซื้อขายในลักษณะดังกล่าว ได้อยู่แล้ว - ส านักงาน
issuers including disclosure of assessment factors; (3) the investment limit is capped at no more than 100,000 baht for each retail investor, equity and debentures combined, up from no more than 50,000
securities and derivative contracts that the clients wish to trade with no limit, in order for investors to have options and opportunity for investment in products that they wish to invest in, and the stop
Bangkok, 25 October 2017 ? The SEC in cooperation with securities companies, asset management companies and the Stock Exchange of Thailand Group exercised a joint cyber drill to raise the industry's