Mr. Surachaste Boonyasatian . 31/10/2024 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty
Mr. Karoon Thiravorachai . 31/10/2024 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of
Mr. Sirichai Chaisuthamporn . 31/10/2024 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty
Miss Kittika Wisarootanart . 31/10/2024 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of
The Civil Sanction Committee passed a resolution imposing a civil sanction on Surasak and Ekkamon in the case of insider trading of GLOBAL shares on 22 August 2012; however, both persons refused to
punishment of 2-year imprisonment and 8,000,000 Baht fine. Since the defendant pleaded guilty, the Court reduced the punishments by half, resulting in 1-year imprisonment and 4,000,000 baht. The jail term was
Court ruled against him for violating Sections 243(1) 244(2) and 296 of the SEC Act conjunction with Section 83 of the Penal Code regarding METRO and TUCC shares. The Court inflicted the punishment of 2
inflicted the punishment of 16-month imprisonment and 5,333,333.33 Baht fine. Since the defendant pleaded guilty, the Court reduced the punishments, resulting in 8-month imprisonment and 2,666,666.67 Baht
relating to any violation and penalty imposed on the violators, including any other information obtained in the performance of duties under this Act. SECTION 25. The initial capital of the SEC Office shall
Sanction Miss Thiwaporn Eiamsa-Ard Making decisions to buy and sell securities for clients Notification No. SorThor. 67