Lor Thor. 48/2560 Re: Rules on Personnel in the Capital Market Business (No. 7) dated 30 August 2017. ** An investment consultant for complex instruments type 1 is allowed to give advice to
Investment and Giving Investment Advice dated January 18, 2012 and Clauses 23(2) and 23(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 8/2557 re: Regulations for Personnel of
, especially those products for which the investment consultants receive high sales commissions or want to boost sales volume. Moreover, there was a lack of persons to monitor their investment after the
Bangkok, June 2, 2015 ? The SEC jointly with the School of Development Economics of NIDA hosted the 4th SEC Working Papers Forum, 2015 on ?Global financial market risks and financial plan for
which will benefit investors by using the capital market as an investment source for long-term financial security.Interested parties may visit http://www.sec.or.th for SEC API data service. SEC welcomes
landscape, and endorsement of international standards. The SEC has also laid out the strategic plan for the next three years (2019-2021) focusing on the optimum use of technologies to enhance market
products and services in line with international standards. Also, the general public can access and make use of capital market by means of fundraising and investment, as the case maybe. The strategic plan
, Association of Thai Securities Company, Association of Investment Management Companies, Thai Bond Market Association and Thai Bankers' Association, for example, to drive the policy on bringing digital
To avoid disruption to economic activities as securities companies and derivatives business operators are key intermediaries for providing investment services to businesses and the public, the SEC
Measurement and Management, a comprehensive tool that covers the whole impact management process; ii) the SDG Investor Map, an innovative tool that provides market intelligence for the country to leverage