penalty to be imposed on the offender. Appeal Any person who is affected by, and disagrees with, an administrative order has the right to appeal such order. The appeal procedure is provided by the SEC
, and the agreement by the parties to submit the case to be decided by arbitration; 9 Regulation of the President of the Supreme Court on Class Action B.E. 2559 (2016) Article 27 10 The Civil Procedure
investment proportion prescribed by such law, rule or regulation. (7) Procedure and method of refunding subscription money, both in case of insufficient units for subscription and unit allocation less than
alteration which having the regulation related to requested procedure, development or alter procedure, examining procedure and transfer operational system procedure. [A] · Providing a procedure or compliance
condition. Compliance Guideline 1. operational procedure determining o Providing a written procedure or compliance guideline for operational system development or alteration which having the regulation
Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking
No.KorKhor.5/2551 Re: Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation Concerning Granting of Approval for