Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Issued: January 2019 Updated

Rules, Conditions and Procedures for Establishment and Management of Property Funds for Solving Financial Institution Problems

Custody of Assets of Clients by Securities Companies

Custody of Assets of Clients by Licensed Derivatives Brokers

Rules Conditions and Procedures for Establishment and Management of Property Funds for Solving Financial Institution Problems (No. 2)

Rules Conditions and Procedures for Establishment and Management of Property and Loan Funds (No. 2)

Filing of Registration Statement for Offer for Sale of Securities (No. 6)

Issuance and Offering for Sale of Derivative Warrants (No. 2)

Rules Conditions and Procedures for Undertaking of Investment Advisory Business

Rules, Conditions and Procedures for Undertaking Investment Advisory Business