client.Following the report of DBS Vickers Securities (Thailand) Company Ltd., and a client complaint, the SEC probed into {A}'s case and found that she had been authorized by her client to make securities trading
Bangkok, February 5, 2014 - The SEC suspended {A}, a capital market investment consultant for trading securities on behalf of client while working for Kasikorn Securities Plc.Following a report from
misconduct of which he had previously committed. He admitted receiving the client's trading orders through LINE Application and mobile phone from time to time, after that he called the client to confirm the
Bangkok, September 12, 2014 - The SEC suspended {A}, a securities investment consultant of Globlex Securities Company Limited, for trading on a securities trading account of the client without
derivatives trading account. {A} admitted that he asked for internet trading account's username and password of a client who authorized him to use the account to trade derivatives trading for his own benefit
KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Feeder Fund ,Sector Fund | Offering Date : 10/11/2010 - 17/11/2010
PRECIOUS SHIPPING PUBLIC COMPANY LIMITED | Q1/2011
PRECIOUS SHIPPING PUBLIC COMPANY LIMITED | Q2/2011
PRECIOUS SHIPPING PUBLIC COMPANY LIMITED | Q3/2011
PRECIOUS SHIPPING PUBLIC COMPANY LIMITED | Year 2011