Bangkok, 20 October 2016 - The SEC has suspended the approval as capital market investment consultant of {A} for 18 months for seeking benefits and making investment decisions for clients. She
benefits related to any financial product sellers. Such advice must be made online via website or electronics channels with a feature for general people’s participation for comments.Investment advisors
In addition, SEC shall not accept her future application for approval as capital market business personnel until the revocation period ends. At the time of her misconduct, Sunisa was working for
for sale from 1 April 2020.SEC Secretary-General Ruenvadee Suwanmongkol said that “the SEC held a meeting with asset management companies and the AIMC to explain details and answer relevant questions
Bangkok, February 10, 2014 ? SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board approved an exemption of requirement to conduct suitability test for
According to the Notification of the Office of the Securities and Exchange Commission No. Sor Mor. 18/2564 Re: Measures on Fee Deduction for Filing the Registration Statement for Securities
E FOR L AIM PUBLIC COMPANY LIMITED | Q1/2011
E FOR L AIM PUBLIC COMPANY LIMITED | Q2/2011