management • In managing a mutual fund, the AMC must proceed with honestly and care to preserve the interests of all unitholders, using knowledge and competence as a professional. • The AMC must have a policy
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall
with due care to protect and preserve the Company’s benefits on the matter relevant to this capital increase. However, should such performance of duties causes damage to the Company, shareholders may sue
and may affect the benefits of the Company and shareholders. For this reason, the Board of Directors’ meeting has reconsidered the investment in S-TREK in order to protect the benefits of the Company
should disclose all known potential conflicts of interest to their principal and explain how these are dealt with so as to protect their beneficiaries’ or clients’ interests. The responsibility for
; (2) acceptance of fees charged under this Emergency Decree. The fees under (2) shall be for the account of the SEC Office. Section 15. To protect the public interest or investors, the SEC Office shall
for the account of the SEC Office. Section 15. To protect the public interest or investors, the SEC Office shall have the duty to disclose the information relating to any violation and penalty imposed
strictly cost control measures to stabilize the business and preserve profitability. In addition, the TFRS No. 9 Financial Instruments and TFRS No.16 Leases that have been adopted since 2020, further
Option Program : ESOP) without having obtained an approval from the SEC Office. SEC Act S.33 Settlement Committee Meeting No. 8/2023 Settlement Committee Order No. 70/2023 Dated 21/09/2023