Facebook page Capital Market : Unlicensed securities and derivatives business (Disclosure Date : 22/04/2022)
The seminar was graced by the presence of the Deputy Secretary-General to the Prime Minister for Political Affairs Kobsak Pootrakool, whose lectured under the topic of “How Thai Capital Market
) Type of related Professionals in Host Jurisdiction A Professional who intend to obtain ACMF Pass in Thailand (“Applicant”) must apply to be personnel in the capital market business in the following
Bangkok, September 25, 2015 ? The SEC aims to promote the use of technology to provide more access to the capital market for fund mobilizers and investors through crowdfunding and automated
SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC gives priority to the audit quality control system of audit firms in the capital market, and regularly inspects and issues inspection
establish witness protection measures which can be granted during the stage of SEC’s investigation. The measures will provide SEC another prospect to obtain credible information and evidence that will
Rules, Conditions and Procedures for Establishment and Management of Property Funds for Solving Financial Institution Problems
Custody of Assets of Clients by Securities Companies
Custody of Assets of Clients by Licensed Derivatives Brokers
Rules Conditions and Procedures for Establishment and Management of Property Funds for Solving Financial Institution Problems (No. 2)