e-service Online Submission See canceled document Business Operation Rules >> Accept purchasing or selling orders outside head office or branch Type Title Section See Document Status Notified Date
imprisonment and fines. In case of activities liable to violation of other laws outside the SEC’s jurisdiction, the SEC will collaborate with the related agencies and authorities for further proceedings
issuers from both Cambodia and Thailand to make an offer or to list their equity securities outside the issuer’s home jurisdiction. The cross-border equity offering will help expand the issuers
outside the scope of supervision of the SEC is available at https://market.sec.or.th/public/idisc/th/InvestorAlert. For inquiries or reports of leads or suspicious acts, please contact SEC Complaint
third-party “oracles” to supply data – Manipulating prices on outside sites allows attackers to compromise DeFi platforms Regulatory challenges continued • Ignorance and overconfidence of regulators – “We
company, to make it clear that an outside person who does not have access to internal information will make the purchase order. EJIP accounts must be separated from personal accounts for clarity and
itself out to the public as available to provide services with respect to the trading or exchange of digital assets for its own account in the normal course of business outside the digital asset exchange
business outside the digital asset exchange, excluding the dealers who act in the manner as specified in the notification of the SEC. “digital token portal service provider” means a provider of an electronic
Outside the Stock Exchange of Thailand dated 3 August 2009. Clause 9 In dealing of foreign securities, a securities company shall be exempted from complying with Clause 8, Clause 15 and Clause 16 of the