) ________________________________________ Please print this checklist and include it as part of the package of this form Page 2 of 7 Form 35 – foreign ETF Foreign Exchange-Traded Fund (ETF) Application Form To: Secretary-General Securities
in the same period ended June 30, 2016 due to the lower bank overdrafts and short-term loan outstanding for the three-month period financial statement ended June 30, 2017. A part of the proceeds from
, 2016 due to the lower bank overdrafts and short-term loan outstanding for the three-month period financial statement ended September 30, 2017. A part of the proceeds from the disposal of assets were used
whole or in part, to manage the business of the securities company only with the approval from the Office. In cases where it later appears that the persons under the first paragraph have the prohibited
become a part of the SEC Team supporting the strategic development of the Thai capital market. Special consideration will be given to applicants planning to pursue studies in Data Analytics, Financial
On 15 June 2023, the SEC took part in the MMoU/EMMoU Monitoring Group meeting, in which IOSCO members’ information sharing and assistance under the MMoU/EMMoU framework was reported, and made an
”), played a part in causing Mr. Suredpon Jungrungruangkit, Mr. Komol Jungrungreangkit and Summit Pinehurst Golf Club Co., Ltd. (collectively referred to as the offerors) to fail to comply with rules specified
Limited (“APURE”), played a part in causing Mr. Suredpon Jungrungruangkit, Mr. Komol Jungrungreangkit and Summit Pinehurst Golf Club Co., Ltd. (collectively referred to as the offerors) to fail to comply