work related to fund management; (2) have selection and checking system before assigning a role to its personnel. Such system shall enable the company to select a person with knowledge (Unofficial
person with knowledge (Unofficial Translation) Page 2 of 4 and abilities suitable to act in the capacity so appointed. The person shall have no record of misconduct and behaviour which may affect to image
the cooperation to disseminate knowledge on finance, investment and savings and to train personnel to ensure they have financial knowledge and understanding so that they can transfer it to students
(UNOFFICIAL TRANSALTION) Qualifications of Applicants for Approval of Investment Planner No. Relevant Knowledge Qualifications List of Required Examination 1 (1) Fundamental Knowledge (2) Related
(UNOFFICIAL TRANSALTION) Qualifications of Applicants for Approval of Investment Consultant on Complex Products Type 1 No. Relevant Knowledge Qualifications List of Required Examinations1 (1
=key_filetype%3Aaspx&fq=key_sitemap%3Aintermediaries&start=0&rows=10 1 - 1 of 1 results Sort by: Relevance Date (Newest) Date (Oldest) Thai Knowledge for Capital Market - Intermediaries สินทรัพย์ ดิจิทัล SHARE
=key_sitemap%3Aintermediaries&fq=key_filetype%3Aaspx&start=0&rows=10 1 - 1 of 1 results Sort by: Relevance Date (Newest) Date (Oldest) Thai Knowledge for Capital Market - Intermediaries สินทรัพย์ ดิจิทัล SHARE
A New Year Gift 2023 to the public, “SEC Crypto Academy” is designed as an online channel for the public to learn fundamental knowledge on digital assets, gain a better understanding of risks related
person who has authorized the management of the private fund using knowledge and competence as a professional. SEC Act S.134 paragraph 2 and paragraph 3 in conjunction with 133 paragraph 1 Criminal
(UNOFFICIAL TRANSLATION) Qualifications of Applicants for Approval of Investment Consultant on General Products No. Relevant Knowledge Qualifications List of Required Examinations1 (1) Fundamental