-Enterprise-Risk-Management-to-Environmental-Social-and-Governance-related-Risks Risk Identification 67 Source: https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Environmental-Social-and

& Opportunities Identification ✓ ✓ ✓ (ถ้าม)ี Impact on businesses, strategy and financial planning ✓ ✓ ✓ Strategy’s resilience ✓ ✓ Risk Management Risk identification & assessment ✓ ✓ ✓ Risk management process

CORPORATION HUNTERS ASSET MANAGEMENT COMPANY LIMITED HUA SENG HENG GOLD FUTURES COMPANY LIMITED HIPPO WEALTH INVESTMENT ADVISORY SECURITIES (THAILAND) COMPANY LIMITED Approval Identification Number   No. Name

the haircut shall be tested on a regular basis and the validity of the haircut calculation method shall be reviewed at least once a year; (8) determination of methods for identification and reduction of

calculation method shall be reviewed at least once a year; (10) determination of methods for identification and mitigation of risks relating to the acceptance of cross-border collateral to ascertain that such

) a copy of identification card or passport; (Translation) -2- (b) documents indicating the change of first name or last name (only documents indicating changes since becoming sui juris). The

and opportunities 2) Impact on organization 3) Resilience of strategy 1) Risk identification and assessment processes 2) Risk management processes 3) Integration to overall risk management 1) Climate

): ...................................................................................................... Tax Identification No. (if any): ............................................................................................................... Nationality

, audits of revenue recognition based on the percentage of completion method, and assessments of the appropriateness of management’s use of going concern assumption. Our root cause analysis has revealed that

cycle were found in the following areas: audit sampling, audits of revenue recognition under percentage of completion method, audits of inventory and cost of sales, and the process of forming an audit