. - In case of allocation to patrons, issuers must submit list of top 200 persons who received the allocation to the SEC along with rational on an individual basis. Moreover, issuers must prepare and keep

, 12.0% 3rd-party Products, 10.3% Note: Pie charts represent annual sales derived from individual product groups as a % of domestic sales in respective finanical reporting period Our product strategies and

abroad at a significantly unreasonable price, selling NUSA condominium units at a price lower than the appraised price, and transferring NUSA funds into personal accounts and those of close associates. As

securities of her client without authorization and taking the profits from the sales of such securities for her own personal gain. Amornrat deceived the client into transferring the profit money to her

personal bank account supposedly for the investors? securities purchases. She also tricked her clients into transferring their money to her personal bank account, claiming that she would subscribe for IPOs

, up by THB 572 million or 81.1% on the back of the rising individual sales in each of CLMV country, particularly by the record high of monthly sales to Cambodia in March 2018 and the all-time-high

endeavors aim to understand and anticipate each individual customer’s needs under the “Segment of One” concept and to provide smart personalized “Financial and Life Solutions” to the right customer at the

investment scheme), the SEC has regulated individual auditors and monitored individual auditors? work since 1993 https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=5975 ASEAN audit regulators and audit

and collective investment scheme), the SEC has regulated individual auditors and monitored individual auditors? work since 1993 https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=5975 ASEAN audit

investment scheme), the SEC has regulated individual auditors and monitored individual auditors? work since 1993 https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=5975 ASEAN audit regulators and audit