academic stages for interesting issues for exchange of views, and supports development and application of innovations and technology in capital market processes. SEC will monitor progress in aspects and

SEC revealed that at the 7th ARFP Working Group meeting, the progress of opening a funds passport was discussed. The member countries that are ready to submit a request for approval for sale are

change include: - Lifting the requirement for pre-declaration of intent by RMF / LTF unitholders regarding obligatory transfer in case of fund dissolution; - Allowing asset management companies to use

punishment of those found to be in violation of the Securities and Exchange Act, the SEC said it has made good progress in examining many complaints. Investigations are on-going and more time is needed to

year, SEC presents a “digital showcase” online exhibition and creates digital media to widen public knowledge on the use of technology in Thai capital market, such as the progress of infrastructure

comprehensive with a view to be the information infrastructure for the financial and capital markets to support rapid technological change and promote new innovations, including research in the capital market

Bangkok, July 8, 2016 ? The SEC Independent Audit Inspection Activities Reports for the second-cycle period during 2013-2015 have shown significant progress in the quality control system of audit

Bangkok, 19 September 2018 ? The SEC teamed up with the Stock Exchange of Thailand and the Securities Investors Association (Singapore) to organize an international seminar on ?Building Trust in a

volunteer roles in exercising voting rights effectively and in accordance with good corporate governance principles in the 2015 Annual General Meeting (AGM) of listed firms. In 2015, TIA agrees with the

potential change in the securities price is deemed to be taking an unfair advantage of other people. Such action is in violation of Section 241 and liable to the penalties under Section 296 of the Securities