landscape, and endorsement of international standards. The SEC has also laid out the strategic plan for the next three years (2019-2021) focusing on the optimum use of technologies to enhance market
therefore suspended the approval for {A} as a capital market auditor for six months, starting from 19 January 2022. ________________________
Limited Brokerage Dealing Underwriting (LBDU) to provide the said services in a bid to facilitate access to investment in foreign products for the investors. In this regard, offering of ASEAN CIS will be
of indicative price minute-i th to the closing price of the stock i day t 𝑅𝑒𝑡𝑢𝑟𝑛𝑐𝑙𝑜𝑠𝑒−𝑐𝑙𝑜𝑠𝑒is the log return from price of day t-1 to day t. 𝑅𝑒𝑡𝑢𝑟𝑛𝑐𝑙𝑜𝑠𝑒−𝑐𝑙𝑜𝑠𝑒 = 𝛼 + 𝜷
local business groups interested in using the capital market as a source for fundraising for business expansion. _________________________
at a price lower than the market price. The governing regulations in this regard have become effective since 1 September 2022. The SEC is revising the principles for considering the market price and
share knowledge and understanding as well as different views and opinions on reforming laws and regulations on the capital market enforced by SEC, under the Regulatory Guillotine Scheme, which aims to
Thai Listed companies step forward in raising standard and reliability of the ASEAN region by promoting good corporate governance practices at international level, as such creating recognition of the
promote the Thai capital market as a regional financial connector; (4) promoting market based financing for all businesses; (5) creating quality investors and promoting financial literacy and capital market
companies. Additionally, the TLCA serves as a representative for listed companies in coordinating and monitoring the amendments to various regulations issued by regulators. This is to ensure that listed