. The comments will be used by TDRI in preparing the proposal for revision of oversight of auditors and audit firms in the capital market. The study and the proposal on that matter are expected to be
exchange with an exception for a SET permission.Therefore, SEC intends to revise the regulations on listed securities trading services outside the stock exchange for proper supervision and in accordance
sustainability of all stakeholders in the capital market and economy will be fostered. Strategic Direction 5: Capital market for financial well-being (Financial well-being) of Thai people, in which financial
that the overall Thai financial market becomes more stabilized and the requests for liquidity support from BOT are not often.” ____________________
SEC’s efforts in providing technical assistance to support the Thai capital market in shifting from ESG to the SDGs, from process and policy compliance to measuring and delivering positive impacts,” Mr
) Enhancing supervision and effective enforcement in the Thai capital market; (7) Ensuring systemic risk management in a timely manner; (8) supporting liquidity enhancement tools for businesses affected
At present, securities and derivatives business operators (Thai business operators)* are allowed to provide services for Thai investors’ investment in foreign capital market products through business
at a price lower than the market price. The governing regulations in this regard have become effective since 1 September 2022. The SEC is revising the principles for considering the market price and
collaborative efforts to promote and propel sustainable finance initiatives in the Thai capital market. For example, promoting state agencies, local organizations and small enterprises in raising fund through
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