business model of the company. ** This definition is in line with the G20/OECD’s definition of “Corporate Governance”: “corporate governance involves a set of relationships between a company's management
may also be submitted to SEC Complaint Center. The list of the licensed intermediaries is available here . ● A claim for damages should be made directly to the compliance unit of the company in
offer, in case of a tender offer by a company that is delisting from the stock exchange. For a whitewash waiver Providing opinions to the shareholders regarding the application for a waiver from making
key qualifications as follows: (1) a Thai company as a limited company or a listed company; (2) the required amount of a registered capital; (3) well-preparedness in work systems, financial status
duties in accordance with standards, or is disqualified, the SEC shall command improvements in its practices, suspensions of its license for a specified period of time, or even a revocation of its license
offer, in case of a tender offer by a company that is delisting from the stock exchange. For a whitewash waiver Providing opinions to the shareholders regarding the application for a waiver from making
. The Thai Institute of Directors is CAC secretary; - United Nations Guiding Principles on Business and Human Rights (UNGPs): The SEC cooperates with the National Human Rights Commission of Thailand in
the city’s internal management systems such as the public transport system. As a result, it is one of the provinces with high potential to support businesses to access the capital market. In addition
2022 – The Securities and Exchange Commission (SEC), in cooperation with the Stock Exchange of Thailand (SET), is seeking public comments on proposed amendments to the regulations governing public
investment process. This webinar is part of the continuing cooperation among the SEC, the UN and the PRI in supporting the Thai capital market’s role in driving progress towards the UN Sustainable Development