markets, over-the-counter trading center and other service providers for transactions in the capital market. “Capital market supervision,” therefore, is primarily the supervision of market participants
Untrustworthy Characteristics of Company Directors and Executives The Notification of the Capital Market Supervisory Board No. TorJor. 19/2553 Re: Rules for Listing Names of Persons on Database of Directors and
) Private Placement (PP) of shares: in case of a non-listed company in the stock market Offer to sell shares at a discount Fund Raising for Foreign Company Private Placement of Shares and Warrant (listed co
business day. (2) Announcement the NAV and investment unit value: (2.1) For mutual fund which investment units are securities listed in the Stock Exchange, the NAV and the investment unit values as of the
except for the following cases : (1) The Stock Exchange / the over-the-counter centers are unable to open for normal business; (2) Under one of the following circumstances, and approved by the mutual
in the same case of the closed-end funds. (2) The investment units are redeemed in either one of the following circumstances except for a money market fund (MMF), fund of funds (FoFs), feeder fund
, which would enhance the confidence of domestic and foreign investors, are expected in mid-2019. For the next three years, the SEC strategic plan will continue to focus on expanding the public access to
business day. (2) Announcement the NAV and investment unit value: (2.1) For mutual fund which investment units are securities listed in the Stock Exchange, the NAV and the investment unit values as of the
except for the following cases : (1) The Stock Exchange / the over-the-counter centers are unable to open for normal business; (2) Under one of the following circumstances, and approved by the mutual
in the same case of the closed-end funds. (2) The investment units are redeemed in either one of the following circumstances except for a money market fund (MMF), fund of funds (FoFs), feeder fund