securities investment consultants of {X1} Public Company Limited for committing frauds against the assets of mutual fund clients. In this regard, six of the offenders are banned for the maximum period of 10
issues related to access and costs of the existing fundraising channels, to promote fund mobilization of neighboring countries, and to create opportunities for Thai business operators to grow regionally; 3
regulatory improvement and international standard compliance. The official assessment results, which would enhance the confidence of domestic and foreign investors, are expected in mid-2019. For the next three
democratized access to financial markets for businesses and investors. The special activities we are organizing during the week are part of our continuing efforts to promote investor education and our active
footprints and impacts on climate change and enhance competitiveness of the Thai capital market through business sustainability. The SEC is proposing to amend the regulation on filing the application for
develop a fair, efficient, dynamic and inclusive ecosystem for all by closely collaborating with all stakeholders. The SEC strives to enhance the benefits and well-being of people through being a
.” Ms. Gita Sabharwal, United Nations Resident Coordinator in Thailand, said: “Capital markets have a huge influence on the Thai economy and responsible investments premised on ESG are crucial to bottom
for All Regulations SHARE : Detail Content Wealth Advice for All Regulatory Summary Related Rules/Regulations Related Forms Thailand is presently stepping into an aging society, but most Thai
to implement of the I Code. Implementation of the I Code by Institutional Investors will enhance confidence by domestic and global markets clients and trust that investment decisions and management are
Principles (in Thai) Example of ESG Questions Moving Forward The collaboration and collective effort and support by all relevant stakeholders are the key drivers for successful application of the I