behavior is not so serious that the person should not be entrusted to perform duty as auditor of businesses in the capital market, the SEC may disregard such facts as a cause for consideration of prohibited
) dishonest or deceitful acts; or aiding or abetting thereof. If the aforesaid behaviors occurred more than 10 years ago or such behavior is not so serious that the person should not be entrusted to perform
) in cases where the behavior constituting the third category of prohibited characteristics is not so serious and occurred more than the previous ten years as from the date when such fact appears to the
any coal industry experience. Questions were raised primarily by just two investors—the New York City Comptroller and CalPERS. An investor protest can signal serious issues that a board needs to address
structure of a type of security, or the lack of robust data about the assets underlying the security raise serious questions as to whether the CRA can determine a high quality credit rating for the security
inefficient combustion leading to harmful emissions with serious health implications. Climate Bonds Standard Bioenergy Criteria - Criteria Document 10 July 2020 Transportation assets to transport biomass to pre
cause serious impact or damages to the interest of the public at large, the SEC shall promptly report the facts and assess the potential impact or damages in respect of such act as well as analyse the
objectives of this Emergency Decree. Section 11. In case there is any act relating to digital assets which may cause serious impact or damages to the interest of the public at large, the SEC shall promptly
, and expertise. For example, where the complexity of a security or the structure of a type of security, or the lack of robust data about the assets underlying the security raise serious questions as to
their incentive plans that enable the company to with-hold the payment of any sum, or recover sums paid (‘clawback’), in the event of serious misconduct or a material misstatement in the company’s