Stock Exchange of Thailand (SET). In case where irregular trading is found, the SET as a front-line regulator will refer the case to the SEC for further investigation. At present, a number of cases
Information of Securities Issuers) G. Others A. On the front cover of the registration statement, provide statements that: a. “The documents for public inspection are available for inspection throughout the
company. Clause 7. A securities company shall separate front office units and personnel from its back office, and must provide a system of check and balance among personnel of such units. By at least not
make decision in securities dealing for the securities company. Clause 7. A securities company shall separate front office units and personnel from its back office, and must provide a system of check and
generate new sources of revenue. Banking operations were also continuously improved to reduce costs. On the regulatory front, the Bank of Thailand implemented a macroprudential policy to regulate the Loan-to
customer identity, banks must perform the following actions: (1) Face-to-face identity verification: Banks must use data from reliable sources. For instance, they must check data from a smart card reader or
. In this regard, it is not included the bills issued under (1) and (2) in the counting. The face value of the bills under (1) and (2) of Paragraph 1 shall be not less than ten million baht; The bills
, Thailand’s pastry and bakery industry face fierce competition from both direct and indirect competitors as result from (1) Pastry and bakery industry face a threat from a price war; hence competitors often use
banks face financial problems. As a result, the floor conversion price has been standardized to reduce complexity and enable investors to learn of the highest exposure. In addition, banks will be able to