monitored with professional investment advices. If investors encounter any solicitation to transfer money into an account of securities firm, whether or not it is the firm that investors have already opened
monitored with professional investment advices. If investors encounter any solicitation to transfer money into an account of securities firm, whether or not it is the firm that investors have already opened
: .......................................................... E-mail address: ........................................................................................................................ 7. Affiliated with audit firm
: .......................................................... E-mail address: ........................................................................................................................ 7. Affiliated with audit firm
Thailand: (1) being allowed to perform audit work under foreign law or rule; (2) being affiliated with an audit firm that has an audit quality control system and the required number of personnel; (3) meeting
) Certificate of Juristic Person Registration or Incorporation Document of Audit Firm with which the Applicant is Affiliated and Shareholders’ List Original: 0 copy Photocopy: 1 copy Remark: Sign to certify on
การนำเทคโนโลยีมาอำนวยความสะดวกให้ผู้ลงทุนเข้าถึงบริการในตลาดทุนได้ง่าย และสามารถปรับเปลี่ยนรูปแบบที่ต้องการรับบริการได้สะดวกรวดเร็ว (ease of switching) โดยได้รับเกียรติจากวิทยากรผู้เชี่ยวชาญหลากหลายสาขา
lifestyles. In addition, the government has launched NDID project that will be the country’s central infrastructure for service providers in both public and private sector in compliance with ease of doing
.?Ease of investment rules for mutual fund aims to widen both investment and fund raising opportunities for large projects in the GMS countries which have high growth potential?, Vorapol said.
sector. In addition, as SEC has measures for monitoring and inspection of reports, data, including business standards and ethics of the securities companies, it is able to ease the rules to better