. Nattapon?s misconduct was deemed as failure (1) to perform duties or provide services honestly and (2) to execute trading transactions according to the order of the account owner or the authorized person
execution or preservation of confidentiality (2) A management company should carry out transactions bearing in mind it is a representative of the client whereby making investment or issuance of trading order
execution or preservation of confidentiality (2) A management company should carry out transactions bearing in mind it is a representative of the client whereby making investment or issuance of trading order
only approach to make sure that only audit engagements, for which the firms could execute with a high quality standard of work, are accepted. New client acceptance before the completion of risk
of Directors approved the establishment of a subsidiary company named Ekachai Nursing Home Company Limited to carry out the Nursing Home as follows: Company Name : Ekachai Nursing Home Company Limited
SEC has issued the rules permitting the derivatives business operators or derivatives agent to carry out capital market product trading service in accordance with the Portfolio Advisory and Program
in becoming the wealth advisor.The wealth advisor may choose to carry out the wealth advice services according to its business model within the scope of the license obtained and must have the
and Exchange Act B.E. 2535 (1992). Additionally, the company’s directors are required to carry out their duties with due care, responsibility, and integrity, including overseeing the company’s
execution of the agreements in order to execute such transaction as it deems appropriate, and to take arrangements necessary for and relating to such matter 4 on behalf of the Company until completion
sufficiently informed*in advance; in case of objections from unitholders with the number exceeding one-fourth of trust units sold, the trustee shall not execute/grant a permission to execute the transactions