About Us SHARE : Detail Content How We Operate The SEC is an independent state agency established by the virtue of the Securities and Exchange Act BE 2535. Our main duties are to promote, develop
support to the Draft Law on Business Promotion and Public Access to Services through Financial Technology B.E ("FinTech Act") to create opportunities for established and potential business operators to
established an anti-corruption policy? If not, when will the company begin to develop such policy? 2. In case of an anti-corruption policy already put in place, has the company laid out a management structure
company or public limited company which is newly established for operating securities business in the said category mutual fund management under this Ministerial Regulation. Clause 3 Limited company or
Organization of Securities Commissions (IOSCO) Established in 1983, the IOSCO is the international body that brings together global securities regulators and is recognized as the global standard setter for
. The attendance list is shown on page 14. Policy and Implementation 1. Corporate Governance Policy Established upon the enactment of the SEC Act, the SEC has the duty to promote, develop and supervise
market regulators established in 2004 under the auspices of the ASEAN Finance Ministers comprising all 10 ASEAN member countries namely Brunei, Cambodia, Indonesia, Lao PDR, Malaysia, Myanmar, Philippines
framework to facilitate cross-border offerings of a variety of fund structures to retail investors while maintaining appropriate investor protections. It was established under the auspices of the APEC Finance
, qualifications of ICO portals, and eligible types of investors.Initially, the approval for digital token offering would be limited to companies established under Thai law in accordance with the policy of the