) and (2) “retail client” means client other than an institutional client; “inside information” means any information which substantial to the change of price of the securities which is not reveal to
the investor prescribed in (1) and (2) “retail client” means client other than an institutional client; “inside information” means any information which substantial to the change of price of the
an institutional client; “inside information” means any information which substantial to the change of price of the securities which is not reveal to public and the securities known by its business
(Section 240) 1.2 Analyze or forecast by using false information or distorting information (Section 241) Group 2: Constituting an unfair advantage over investor by exploiting the inside
(Section 240) 1.2 Analyze or forecast by using false information or distorting information (Section 241) Group 2: Constituting an unfair advantage over investor by exploiting the inside
Bangkok, August 20, 2015 ? The SEC revealed that the Settlement Committee imposed a total fine of 6,028,563.75 baht on Paiboon Thong-ra-ar for using inside information to sell shares and warrants of
trading account to buy 9,000,000 ESTAR shares based on inside information he learnt as the CEO. Such information was about the company?s Q4/2013 performance with significant increase in revenue and profit
Bangkok, June 18, 2014 ? The SEC revealed that the Settlement Committee imposed a total fine of 6,159,269 baht on Yongyuth Ngamkaiwan for using inside information to suggest Vorakun Ngamkaiwan sell
Bangkok, March 19, 2014 - The SEC revealed that the Settlement Committee imposed a fine of 500,000 baht on {A} for using inside information to purchase {X1} Company shares for his own benefit.With
Mr. Khajohnpong Khamdee Mr. Khajohnpong Khamdee, a director of Energy Earth Public Compay Limited ("EARTH"), knew the inside information, on 15 May 2017, that a financial institution