measures for protecting shareholders and investors.“Supervision of securities trading activities to ensure market orderliness and fairness is one of the measures for protecting the interests of shareholders
Bangkok, 3 November 2017 ? The SEC emphasizes the importance of information disclosure in the registration statement and prospectus so that investors will be able to access complete information
Bangkok, August 10, 2009 ? The SEC urges investors to use discretion in using unverified news information, especially the one claimed to be from news sources, since it is likely to be untrue. With
for screening the volunteers with annual assessment in order to help protect interest of shareholders and investors continuously and create confidence on investment in capital market.Furthermore, TIA
-making of shareholders.?Investors are a key component in the quality chain of listed company supervision. Apart from the awareness of their own rights, investors are advised to proactively protect them by
institutional investors in line with international practice.AIMC Chairperson Voravan Tarapoom said that on 24 January 2018, all AIMC members, 26 asset management companies to be exact, declared their intention to
investors. This single form proposal would facilitate standardized filing of customer profiles and increase investors’ convenience. Based on the previous stakeholders consultation on the governing principles
number of investors in a closed sale circle to not exceeding 10 investors, and they must be committees, boards, major shareholders, or affiliated companies of the issuers of bonds and institutional
required to conduct a knowledge test on investors before providing services to them. The consultation paper is available at https://bit.ly/3knvOOk. Stakeholders and interested parties are welcome to
Ruenvadee Suwanmongkol, Secretary-General of SEC, remarked: “The enhancement of shareholders’ rights and protections is SEC’s main mission. Scaling up the legal knowledge regarding securities and