by the intermediary. Clause 10 In case of doubt whether or not the assets segregated and managed by the SEC Office are clients’ assets, the SEC Office shall settle such assets with the official
by the intermediary. Clause 10 In case of doubt whether or not the assets segregated and managed by the SEC Office are clients’ assets, the SEC Office shall settle such assets with the official
to verify the transactions. This raised doubt whether such transactions were executed as truly intended by the clients. In addition, a certain share transfer from a client account was found to be
transactions with such clients without calling the original number or pursuing any other means to verify the transactions. This raised doubt whether such transactions were executed as truly intended by the
same asset in the same area and use the value of the market price. That concern with market condition. 4. Total value and criteria used to determine the total value of the transaction 4.1 Total value of
Land and Building) by compare to the market value with the same asset in the same area and use the value of the market price. That concern with market condition. 4. Total value and criteria used to
เห็นว่าหลักเกณฑ์ที่ก าหนดค่อนข้างกว้าง ควรเจาะจง ให้ชัดเจนกว่านี้ ส านักงานทราบถึง concern ดังกล่าว อย่างไรก็ตาม เน่ืองจากโครงการ regulatory sandbox มี วัตถุประสงค์เพื่อเปิดพื้นที่ให้ผู้เข้าร่วมโครงการ
, respectively. However, customers spending has not yet resumed to usual due to the concern about the continued pandemic in overseas, the low expectation of economic recovery, business cutting down expenses and
uncertainty concerning entity’s ability to continue as a going concern (paragraph........); ( 5.2 An uncertainty relating to the future outcome of exceptional litigation or regulatory action (paragraph
........). 5. Have emphasis of matter paragraphs resulting from (can choose more than one): ฆ 5.1 An uncertainty concerning entity’s ability to continue as a going concern (paragraph........); ฆ 5.2 An