substances of the securities, including key features and risk factors, as specified in the attachment hereto. Clause 3 This Notification shall come into force from 1 July 2016. Notified this 18th day of March

ตามหลักเกณฑ์ต่อไปนี้ 1. จำกัดขอบเขตการให้ข้อมูล ดังนี้ 1.1 เป็นการให้ข้อเท็จจริง ที่เผยแพร่เป็นการทั่วไปแล้ว 1.2 ไม่มีการให้รายละเอียด (features) กองทุน หรือ

, the SEC has three relevant notifications** amended with the salient features as follows: 1. Adjusting conditions for IA license exemption for foreign business operators, in which Thai business operators

regulations on ETFs, with which most of the respondents’ expressed opinions are in agreement.The SEC has therefore issued the amended notifications on the ETFs with the salient features as follows: 1. Allowing

investment consultant for complex instruments type 1 is allowed to give advice to investors about capital market products without complex features and products with high risks or complexity of all types. Ex

parties cannot be identified, and there are cryptocurrencies which allow transaction information to be concealed (privacy coins). Such features make it easy for digital assets to be used to commit

features and the risks involved in trigger fund investment.The notifications* regarding such amendments will come into force on 1 October 2016.SEC Secretary-General Rapee Sucharitakul said: ?The purpose of

-oriented features, for example, automatic contribution increase in line with salary or wage raise, employees? choices based on risk appetites and lifepath or target date investment policies that are adjusted

(professional trustee).?REITs will be a new investment alternative for those interested in real estate investment with less restriction than Type 1 property fund due to REITS? international features and more

assessment, suitability test and checklists for explanation of the structured notes features and information. {A} admitted that he did not contact the client and not give any investment advice.Signing the