burden to investors, which could develop into an obstacle for accessing investment services and products in the capital market. SEC therefore is proposing the regulations on the use of a single form for
) preparing country specific data and evidence and sharing country comparators and practice from elsewhere, (2) supporting governments to develop and implement the Integrated National Financing Frameworks
About Us SHARE : Detail Content How We Operate The SEC is an independent state agency established by the virtue of the Securities and Exchange Act BE 2535. Our main duties are to promote, develop
issues 6. Disclosure: Develop monitoring and reporting systems in line with Thailand’s regulatory frameworks and global sustainability disclosure standards SEC Classification : ใชภ้ายใน (Internal)
established an anti-corruption policy? If not, when will the company begin to develop such policy? 2. In case of an anti-corruption policy already put in place, has the company laid out a management structure
for stakeholders to exchange views, share experiences, and explore ways to further develop provident funds. The seminar, attended by over 100 participants, took place on 24 July 2024, in Bangkok. In the
, please provide us the results and check whether there is any corrective action for negative result. E Assignment of Engagement Teams 1 Does the firm have policies and procedures to monitor the workload and
of the SEC’s efforts to enhance a well-balanced financial reporting ecosystem and the quality of financial reports in the capital market, thus fulfilling our mission to develop the Thai capital market
Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision Related to Capital Market Which Are Not Deemed an Undertaking of Securities