Re: Determination of Characteristics of Investors for the Purpose of Notifications Relating to Bills
Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business
Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Debt Securities
received comments and recommendations from the public consultation at the end of 2022, the SEC has refined the wording of the criteria for more clarity. The key points are as follows:(1) Revision of
compromise business opportunities.The SEC is therefore proposing to amend the IPO regulations by clarifying the issuer’s qualification of non-involvement in an illegal business to ensure clarity and
business practices of the private sector. As a result, the regulations concerning the determination of the characteristics of bills issued as securities have been amended. According to the revised
Determination regarding Types of Transaction in the Capital Market Allowed to Use Form of Trust (No.2)
Determination of Definitions in Notifications Relating to Issuance and Offer for Sale of Debt Securities (No. 2)
Re: Determination of the Definitions of Institutional Investor, Ultra-high Net Worth Investor and High Net Worth Investor
Determination of Definitions in the Notification Relating to Issuance and Offer for Sale of Securities (No. 4)