10. Scheme amendment 11. Increases in registered capital and scheme capital 12. Classification of investment units 13. Conversion of a Closed-End to an Open-End fund 14. Amalgamation and merger of
efficiency of monitoring activities, how does the firm establish monitoring cycle for regular monitoring activities within a year? Please provide the monitoring schedule of each TSQM elements' activities and
Cycle of Audit Inspection ........................................................ Significant Statistical Information .................................. 02 04 05 08 24 38 40 43 Executive summary High
individual auditors’ engagement. The overall results of the inspection conducted on 13 audit firms in 2016 during the third cycle, which is between 2016 to 2018, indicated continuous improvement from the
of offerings in connection with a merger or termination of Hong Kong Covered Fund)12 or (2) at least three months’ notice (in the case of cessation of offerings other than in connection with a merger
million Baht, increased 16.79 %, mainly caused income in year 2018 due to the business merger of domestic transport service by land by the end of year 2018 as well as its subsidiary both in domestic and
16/05/1992 3. Notification of Capital Market Supervisory Board  TorNor 77/2552 Rules, Conditions, and Procedures for Liquidation of Mutual Funds as a result of Merger or Amalgamation of Mutual
collect information in a way that does not directly identify anyone. For more information on how these cookies work, please see our Cookies page. Save and Close See canceled document Mutual Fund >> Merger
|- Approval |- Business Operations Rules |- Reporting |- Fees |- Circular Others (Securities Business) |- Separation of Securities and Finance Businesses & Merger (section 90) |- Representatives Office of
Securities Companies Others (Securities Business) |- Separation of Securities and Finance Businesses & Merger (section 90) |- Representatives Office of foreign securities companies (section 93) |- Holidays