follows: (1) Implement a policy on fintech application at board or executives level ; (2) Have persons understand the basic principles of technology usage;(3) Allow fund managers or
of securities to prevent excessive burdens on debt issuers; (3) Revising regulations to be clearer, concise and easy to understand. The consultation paper is available at https://www.sec.or.th/TH
) Provide support to help align the Company’s practices and processes with the SDGs (2) Build capacity within the Company to better understand IMM and approaches of integrating inclusivity and sustainability
into a Consent Conditions Undertaking (CCU) with the three investors, which resulted in an obligation for PACE to repurchase a certain amount of the preferred stocks. Because the CCU may cause a
return any gains from the wrongdoings.* Mr. Thanawat came in to acknowledge the civil sanctions, but did not consent to comply with the punishment terms within the specified time. The SEC has
performance of PF/DF marketing agents, and (3) the compulsory seeking of clients? consent before disclosing their personal information. The consultation paper is available at www.sec.or.th. Stakeholders and
(JAS), by give a consent Mr. Pete in using his securities trading account to purchase Jasmine Telecom Systems Public Company Limited (JTS) shares by utilizing the inside information about The Q3/2016
: Information on the executives and employees Research, risk monitoring from Bloomberg Public task basis Seminars Information on guest lecturers, information on persons participating in seminars Consent basis
affected, or could materially affect, the company’s operations. Also disclose any significant components of revenues and expenses that are necessary to understand the issuer’s results of operations. B
indirect individual account of an omnibus account to the extent that the client knows or should have known as a result of holding such omnibus account. (2) the client gives consent to the intermediary for