services to the client by considering the following matters: (a) disclosure of accurate, complete, necessary and sufficient information to the client; (b) protection of the client’s confidentiality; (c
(fair treatment) (ง) หลกัปฏิบติัในการรักษาความลบัของลูกคา้ การจดัเก็บและการควบคุม เอกสารท่ีเก่ียวกบัการเป็นท่ีปรึกษาการลงทุน (preservation of confidentiality) (จ) หลกัปฏิบติัในการซ้ือขายหลกัทรัพยข์อง
reports have been finalized? If yes, Please describe the policies and procedures. 14 Has the firm established policies and procedures designed to maintain the confidentiality, safe custody, integrity
(privacy and protection of personally identifiable information) [อ้างอิงจากข้อ 14.1 แนวทางปฏิบัติข้อ 4] 4 2.3 การควบคุมดูแลบุคลากรผู้ปฏิบัติงาน (1) การควบคุมการใช้งานของผู้ใช้งาน (end user) เช่น - ข้อก าหน
Security and Privacy in Public Cloud Computing SANS: Cloud Security Framework Audit Methods ISACA: IS Audit/Assurance Program – Cloud Computing, CSA: Cloud Security Alliance (https
provider which shall include the outsourced function; (c) information security, confidentiality and privacy regarding information of the intermediary and clients ; (d) service provider shall comply with the
provider which shall include the outsourced function; (c) information security, confidentiality and privacy regarding information of the intermediary and clients; (d) service provider shall comply with the
provider which shall include the outsourced function; (c) information security, confidentiality and privacy regarding information of the intermediary and clients; (d) service provider shall comply with the
execution or preservation of confidentiality (2) A management company should carry out transactions bearing in mind it is a representative of the client whereby making investment or issuance of trading order
execution or preservation of confidentiality (2) A management company should carry out transactions bearing in mind it is a representative of the client whereby making investment or issuance of trading order