Exchange Commission No. Kor Dor. 21/2552 Re: Licensing Derivatives Exchange and Derivatives Clearing House __________________ By virtue of Section 6, Section 9, Paragraph 3 of Section 54 and Paragraph 3 of
exempted from the duty to comply with the Notification of the Securities and Exchange Commission re: Maintenance of Financial Condition of Licensed Derivatives Broker . The SEC Office is empowered to require
Notification of the Securities and Exchange Commission re: Maintenance of Financial Condition of Licensed Derivatives Broker. The SEC Office is empowered to require the securities company under the first
and Exchange Commission No. SorThor. 28/2553 Re: Securities Companies’ and Derivatives Business Operators’ Holidays in 2011 _____________ By virtue of Section 110 of the Securities and Exchange Act B.E
cause the price or the volume of such securities trading to be inconsistent with the normal market condition and caused damages to other investors. 15/12/2020 The Civil Court delivered the Appeal Court
Section 140 Securities and Exchange Act B.E. 2535 Section 140. The securities company shall prepare an account showing the financial condition of each private fund in the form specified in the
exchange for the mining property rights over the two mines in Indonesia, at the total amount of USD731 million. After considering the disclosed information, the SEC questioned its appropriateness and the
of criteria for application for approval for issuing and offering of debt securities in line with non-listed companies and duties for preparing and submitting reports on financial condition and